CASE MANAGEMENT

Your auditor and AML supervisor expect to see evidence of customer risk profiling and account activity monitoring.  This requires a system capable of a work process flow and maintenance of record keeping. In doing so, independent third parties can understand the judgement and determinations made.  The AML360 case management register delivers from all corners of regulatory expectation.

AML Record Keeping

ACTIVE CASES

The AML Compliance Officer can quickly track open and closed cases.

PRIORITY DATE

Set the deadline date reviews, updates or closure requirements.

FILE NOTES

Keep a running record of all actions and determinations made.

RESPONSIBILITY

Allocate responsible persons for completing each task.

FILTERS

Drill down filters are available for ongoing analysis.

PRIORITY

The register displays higher risk status.

Risk Register

The case management risk register provides a visual display of open and closed cases, along with their Priority risk level.

AML PROGRAMME
LAWYERS AML COMPLIANCE

Record and Track

An editable file note for each case entry records actions and determinations made. This is the type of record keeping your business should provide to auditors and AML supervisors.

Progress Status

Blue indicators highlight those cases that have not yet commenced. This allows your AML Compliance Officer to manage allocation of resources with efficiency.  

Money Laundering Transactions

Snap Shot Charts

The proportion of open and closed cases are displayed in charts, along with the proportion of risk status across all existing cases.